Assessing the interventions

The UArctic library of climate interventions is being created in stages. The first phase was a rapid assessment of the proposed ideas by a small team from UArctic, GRID-Arendal, and the Arctic Centre/University of Lapland. Results can be found in the summary report, Frozen Arctic, and the peer-reviewed article, A survey of interventions of actively conserve the frozen North. This work will be followed by an in-depth assessment of each intervention by teams of experts.

Our primary goal must always be emissions reductions, but understanding our options is crucial. Many ideas are controversial, some potentially risky, while others are more broadly accepted. Regardless, we must thoroughly evaluate the proposed interventions to ensure we have the necessary tools available if and when needed.

Goals of phase one

  1. Capture and map out the range of possible interventions that exist or have been proposed to reverse, stabilize, or delay climate change impacts in the northern and Arctic regions for the benefit of the world.
  2. Create a standardized evaluation matrix against which possible interventions can be scored.
  3. Evaluate possible interventions using the matrix in order to gain a preliminary understanding of the strengths and weaknesses of each.

Identification of interventions

The aim of the initial phase was to identify and document the full range of interventions that have been proposed to reverse, stabilize, or delay climate change impacts in the northern and Arctic regions. This includes seriously studied and researched ideas, as well as back-of-the-envelope calculations and “fringe” ideas. For this reason, we have included ideas for which there is very little documentation. The literature review took place from January to March 2023 and included online searches of academic literature, grey literature, as well as opinion forums (e.g., active Google Groups).

Evaluation criteria and scoring process

A set of criteria was developed to establish a structured and comparable approach for documenting and evaluating potential interventions. A set of 12 criteria deemed to be important benchmarks for evaluating solutions was defined (see table below). To provide a basis for understanding the performance of each intervention, a simple 3-point scoring system was devised (i.e., low, medium, high; negative, neutral, beneficial), along with qualifying statements. 

Each intervention was researched, documented, and evaluated by a team member. Individuals were assigned interventions according to their background and prior knowledge related to each proposed intervention. A concise narrative evaluation of each intervention was included according to the 12 criteria. This was accompanied by a brief introductory description of the proposed solution and the challenge it claims to address.

To facilitate future statistical analysis, a numerical score was also assigned to each criteria. For parameters where “high” is the desirable quality, a score of 3 was given; “medium” was scored 2; and “low” was scored 1. Conversely, when “low” is the preferred quality, it was assigned a score of 3; 2 for “medium”, and 1 for “low”. If there was no available information, “unknown” was used.

Criteria and scoring system for evaluating interventions

Criteria

Description

Scoring levels

Score #

Scoring Statement

Technological Readiness Level 

Technological Readiness Levels (TRL) as defined by Horizon Europe to measure or indicate the maturity of a given technology (hereafter referred to as solutions) 

Low

1

Defined as a technology with TRL of between 1-3:
TRL 1 – basic principles observed

TRL 2 – technology concept formulated

TRL 3 – experimental proof of concept

Medium

2

Defined as a technology with TRL of between 4-6:
TRL 4 – technology validated in lab

TRL 5 – technology validated in relevant environment (industrially relevant
environment in the case of key enabling technologies)
TRL 6 – technology demonstrated in relevant environment (industrially relevant environment in the case of key enabling technologies)

High

3

Defined as a technology with TRL of between 7-9:
TRL 7 – system prototype demonstration in operational environment

TRL 8 – system complete and qualified
TRL 9 – actual system proven in operational environment (competitive manufacturing in the case of key enabling technologies; or in space)

Scalability

Ability to replicate the same approach in terms of the space available, and the efficiency of scalability

Low

1

Physically unable to scale; sub-linear/logarithmic efficiency of scalability

Medium

2

Physically somewhat able to scale; linear efficiency

High

3

High ability to scale physically; exponential efficiencies

Timeliness for near future effects. 

The ability to get the solution in place in a timely manner to make a significant difference within the coming 20 years.

Low

1

Implemented too late to make a significant difference

Medium

2

Implemented in time to make some difference, although questionable

High

3

Implemented on time to make a significant difference

Potential to make a difference in Arctic and northern regions given enough time

Would the effects of this solution benefit the Arctic/northern regions specifically, and are there specific benefits to deploying this solution in the Arctic/northern regions vs elsewhere?

Low

1

No noticeable extra positive effect beyond the global average; technology is unsuited to the Arctic

Medium

2

Statistically detectable impacts in the Arctic above the global average; no difference to deploying the solution here or elsewhere

High

3

Very detectable impacts in the Arctic above the global average; technology ideally/preferably located here

Potential to make a global difference given enough time

Potential for the technology to make a difference globally i.e., beyond the Arctic/northern regions

Low

1

Insignificant to be felt at a global scale

Medium

2

Statistically detectable impacts 

High

3

Major impacts detected

Cost to Benefit Comparison

Cost comparison to other similar technologies in relation to the benefit derived

Low

3

Low cost of investment vs cost of damages avoided (e.g. a few % ) and/or cheap in comparison to other measures which have similar impact

Medium

2

Significant costs of investment need but these still much cheaper than cost of damages avoided  (e.g. 30%)

High

1

Comparable to damage

Likelihood of environmental risks

The likelihood of side effects on the environment as a result of the deployment of a solution

Low

3

Very limited effects which are site-specific to the solution deployment location only

Medium

2

More widespread and possibly regional impacts going beyond the immediate solution deployment location

High

1

Major, serious risks with a high disaster risk potential; multiple and cascading risks

Effects on Indigenous/local communities

The actual effect of installing solutions and long-term impact of solutions on communities, from a livelihood, social and health-related perspective. 

Negative

1

Serious detrimental effects

Neutral

2

Un-noticeable/negligeable positive or negative effects 

Beneficial

3

Significant benefits to communities 

Ease of reversibility

The ability to reverse back to the original present state prior to solution deployment (once a solution is stopped). 

Low (hard)

1

Impossible or very difficult to reverse

Medium

2

Possible with significant investment 

High (easy)

3

Easily naturally reversible 

Likelihood of termination shock

The level of damage that could be expected if the solution were to be stopped abruptly

Low

3

Low /insignificant termination shock or damage

Medium

2

Medium / Relatively significant termination shock or damage

High

1

High / very significant termination shock or damage

Suitability within current legal/governance structures

The extent to which solutions are adapted to, can fit within, and are supported by existing governance including laws and policies 

Low

1

Illegal/banned or legal regime not fitted at all to deployment

Medium

2

To a certain degree fitting within existing structures but some changes to policy would be needed to deploy at scale

High

3

Currently legal to deploy and/or governance structures in place to facilitate it and/or financial incentives to develop it

Amount of attention within the academic community, public media, and industry

The level of attention that solutions are receiving from the academic community, public media, and industry

Low

1

Very fringe attention from individuals and/or abandoned ideas; low media attention; no commercial interest

Medium

2

Some attention within the scientific community including published research and funding programmes; some media attention; attention of a few companies

High

3

Lots of scientific papers with large amounts of funding and ongoing research groups; significant media attention including “hype”; many companies looking at commercialization options

Key findings from phase one

  • In the initial assessment, certain traditional land-based mitigation activities (such as afforestation and peatland restoration), as well as some more experimental carbon dioxide removal measures (for example, biochar), scored relatively high as potential interventions to address climate change.
  • Some proposed solutions, such as hydrological cycle modification and carbon dioxide deposition in Antarctica, scored low against most criteria rendering them unsuitable for further consideration at this time.
  • Generally, ocean-based measures tended to receive lower scores compared to land-based ones and exhibited higher degrees of uncertainty.
  • There have been only a few suggestions on how to mitigate the melt or preserve the current extent of sea ice and ice sheets, and most of these measures come with significant uncertainties or limitations.
  • Some atmospheric solar radiation management measures scored very high in the initial assessment, particularly in terms of their potential global impact, although they also come with significant risks.
  • The scores of the industry measures varied widely, with those related to methane, in particular, showing many uncertainties.
  • Significantly more research is required for most measures, particularly regarding their potential impacts on local communities.
  • This preliminary, high-level analysis raises many questions that will be examined in a more comprehensive evaluation during Phase II of the Frozen Arctic project.
  • Read the summary report, Frozen Arctic, here
  • Read the peer-reviewed article, A survey of interventions of actively conserve the frozen North, here (Please note that this is a correction to the original article published on 25 March 2024.)

Limitations of this assessment

The first phase of this project was a “rapid assessment” conducted in a three-month period, limited to a desktop review of the available literature (including academic, grey, opinion forums, etc.). The cut-off date for papers and other information was March 2023; any information appearing after this date has not been included. Documentation of interventions and subsequent evaluations were based on the information available, which, for many solutions, was found to be incomplete. Extensive interviews with experts or stakeholders were not conducted. Each solution was scored by a member of the assessment team and then reviewed by the other team members. An extensive peer review will be undertaken in the next phase of this assessment.

 

The way forward

The initial rapid assessment of proposed climate interventions in the polar and northern regions will serve as the foundation for the project's second phase, during which experts will conduct a more detailed evaluation of these interventions. An Advisory Committee team will be assembled to provide strategic leadership for the assessment and the overall direction of the work, ensuring that it remains open, high-quality, transparent, and non-partisan.

Expert groups from various relevant domains, including atmosphere, terrestrial and ocean ecosystems, economics, society, business, legal and governance, will carry out the assessments of the interventions. Independent assessments from Indigenous peoples and local communities will also be included.

This website will be regularly updated to track the progress of the expert groups and provide the latest information on each intervention as it becomes available. Additionally, it will feature a media section for sharing videos and news stories related to the interventions.